Compliance Supervisors, Inc.

Since 1994, COMPLIANCE SUPERVISORS INC. ("CSI") has provided professional compliance and accounting services tailored to fit the needs of commodity futures and securities industry professionals. CSI excels as a qualified and experienced consulting firm and provides a convenient alternative to hiring in-house staff to comply with the rules and regulations of the National Futures Association and the Commodity Futures Trading Commission. CSI is located minutes away from New York City in central New Jersey. Over the years, CSI and its principals have developed business relationships with a peer group specializing in the areas of

corporate, partnership, and federal and state securities laws. Such a network provides our clients with the best possible opportunity to achieve their business goals without having to use the services of several different firms.

In order for a firm to achieve a successful business in the commodity futures and securities markets, a firm must balance the need to lower overhead costs to increase profitability with the need to maintain compliance with the vast array of rules and regulations that exist in a complex regulatory environment. In every service we offer, we assist in developing a supervisory system designed to monitor your daily activities with the goal of preventing and detecting regulatory and compliance problems. CSI continually provides an objective assessment of your firm's compliance program by identifying potential problem areas before they result in customer complaints or regulatory concerns. We emphasize an imaginative and cost-sensitive approach to problem solving. We always look for a solution that puts the least amount of strain on your organization and personnel.