Like FCMs and independent IBs, commodity pool operators ("CPO") are required to maintain accounting systems and prepare periodic financial statements for each pool they operate. CPOs are required to distribute account statements to pool participants. In addition, CPOs are required to distribute an Annual Report to each pool participant and to NFA and the CFTC each year.

Every registered CPO and CTA must supply prospective participants and clients with a Disclosure Document. This document is intended to provide information to participants and clients that they will need to make informed investment decisions. The regulations are specific in terms of when the Disclosure Document must be provided and what information has to be included.

In addition to the services outlined under "General Services", CSI offers the following services to CPOs and CTAs:

For a sample look at the monthly reports we can provide to your company for each commodity pool, click here:Sample Commodity Pool Reports.

For a sample look at the monthly reports we can provide to CTAs, click here: Sample Trading Program Reports.

In addition to the services outlined under "General Services", CSI offers the following services to Investment Advisers:

AIMR-PPS Compliance