CSI’s Mission

Slide1

CSI’s Mission

To provide quality services in the commodity futures and securities industry at reasonable costs using a three-tiered approach:

needs

Define Need

Working closely with the Client, we identify the technical, regulatory and financial aspects of the issue in the proposal phase.

options

Evaluate Options

Drawing on years of problem solving experience between CSI’s two principals, we examine all feasible alternatives to ensure we meet your business goals.

solutions

Develop Solutions

We will develop a solution to fit the need based on client-specific considerations and regulatory considerations.

 

 

Latest Blog Posts

  • FCM Filing Requirements — Risk Exposure Reports and CCO Annual Report

    09 Dec 2013By 0 comments

    FCM Filing Requirements — Risk Exposure Reports and CCO Annual ReportFCM Filing Requirements — Risk Exposure Reports and CCO Annual Report

    FCM Filing Requirements — Risk Exposure Reports and CCO Annual Report

    The Commodity Futures Trading Commission (“CFTC”) regulations require FCMs to file with the CFTC Risk Exposure Reports on a quarterly basis and a Chie…

    Third Party Recordkeeper for Commodity Pool Operators

    09 Dec 2013By 0 comments

    Third Party Recordkeeper for Commodity Pool OperatorsThird Party Recordkeeper for Commodity Pool Operators

    Third Party Recordkeeper for Commodity Pool Operators

    In September 2014, the Commodity Futures Trading Commission (“CFTC”) published an Exemptive Letter (14-114) that allows commodity pool operators (“CPO…

    New Regulatory Rule/Policy

    09 Dec 2013By 0 comments

    New Regulatory Rule/PolicyNew Regulatory Rule/Policy

    New Regulatory Rule/Policy

    Effective June 1, 2014 NFA began imposing a fee of $1,000 when a firm or individual fails to disclose a disciplinary matter on a registration applicat…