To provide quality services in the commodity futures and securities industry at reasonable costs using a three-tiered approach:
Working closely with the Client, we identify the technical, regulatory and financial aspects of the issue in the proposal phase.
Drawing on years of problem solving experience between CSI’s two principals, we examine all feasible alternatives to ensure we meet your business goals.
We will develop a solution to fit the need based on client-specific considerations and regulatory considerations.
Latest Blog Posts
The Commodity Futures Trading Commission (“CFTC”) regulations require FCMs to file with the CFTC Risk Exposure Reports on a quarterly basis and a Chie…
In September 2014, the Commodity Futures Trading Commission (“CFTC”) published an Exemptive Letter (14-114) that allows commodity pool operators (“CPO…
Effective June 1, 2014 NFA began imposing a fee of $1,000 when a firm or individual fails to disclose a disciplinary matter on a registration applicat…