
CSI’s Mission
To provide quality services in the commodity futures and securities industry at reasonable costs using a three-tiered approach:

Define Need
Working closely with the Client, we identify the technical, regulatory and financial aspects of the issue in the proposal phase.

Evaluate Options
Drawing on years of problem solving experience between CSI’s two principals, we examine all feasible alternatives to ensure we meet your business goals.

Develop Solutions
We will develop a solution to fit the need based on client-specific considerations and regulatory considerations.
Latest Blog Posts
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FCM Filing Requirements — Risk Exposure Reports and CCO Annual Report
09 Dec 2013By


The Commodity Futures Trading Commission (“CFTC”) regulations require FCMs to file with the CFTC Risk Exposure Reports on a quarterly basis and a Chie…
Third Party Recordkeeper for Commodity Pool Operators
09 Dec 2013By


In September 2014, the Commodity Futures Trading Commission (“CFTC”) published an Exemptive Letter (14-114) that allows commodity pool operators (“CPO…
New Regulatory Rule/Policy
09 Dec 2013By


Effective June 1, 2014 NFA began imposing a fee of $1,000 when a firm or individual fails to disclose a disciplinary matter on a registration applicat…